Sunday, 5 February 2012

CH 3: Regulators and transaction platform for capital & money market


I hope you still remember the Objectives of Securities Regulation as outlined by IOSCO that we have discussed in the previous class.

Remember the THREE objectives? Let me assist:

  • The protection of investors;
  • Ensuring that markets are fair, efficient and transparent;
  • The reduction of systemic risk.
Well, for further exposure on how to achieve these objectives. Let's visit the following link!
http://riskinstitute.ch/144440.htm

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